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Net capital rule
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261	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 11, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2014-06-11 07:19:06 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
262	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 18, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2014-06-18 03:02:33 Financial regulation Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial economics
263	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 16, 2014 The Securities and Exchange Commission (“Commission”) announced the temporary Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2014-07-15 17:53:48 73rd United States Congress Financial economics Finance Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
264	DEPARTMENT OF THE TREASURY OMice of the Comptroller of the Currency 12 CFR Part 3 [Docket No[removed]RIN 1557-AB14 FEDERAL RESERVE SYSTEM Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2002-06-19 13:37:17 Finance Credit rating agency U.S. Securities and Exchange Commission Bank regulation Capital requirement Security Net capital rule Securitization Federal Reserve System United States housing bubble Financial economics Financial regulation
265	PI Financial (US) Corp. Statement of Financial Condition September 30, 2013 Unaudited (Prepared by Management) (U.S. Dollars) Add to Reading List Source URL: www.pius.ca Language: English - Date: 2013-10-29 12:25:40 United States housing bubble Balance sheet Hedge Accounts receivable Financial market Net capital rule Requirements of IFRS Mark-to-market accounting Finance Accountancy Business
266	[removed]CURRENT ANALYSIS August[removed]Rising leverage lurks behind improving Canadian Add to Reading List Source URL: www.rbc.com Language: English - Date: 2014-08-07 05:59:31 Debt Real estate Business Leverage Balance sheet Mortgage loan Real estate economics Cohort Net capital rule United States housing bubble Finance Economics
267	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 5, 2014 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2014-08-05 06:29:40 Financial economics Finance Self-regulatory organizations 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Financial Industry Regulatory Authority Net capital rule United States securities law Financial regulation United States Securities and Exchange Commission
268	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C[removed]FORM 8-K CURRENT REPORT Add to Reading List Source URL: www.goldmansachs.com Language: English - Date: 2014-07-09 11:54:30 Finance Goldman Sachs Rockefeller Center Trust-preferred security Debt U.S. Securities and Exchange Commission Security Net capital rule Financial economics Investment Subprime mortgage crisis
269	Statement of Financial Condition PI Financial (US) Corp. (Expressed in U.S. dollars) March 31, 2014 Add to Reading List Source URL: www.pius.ca Language: English - Date: 2014-06-11 16:48:43 Financial statements Financial accounting Financial markets United States housing bubble Financial economics Balance sheet Valuation Net capital rule Fair value Finance Accountancy Business
270	Microsoft Word - breg_broker_reporting_requirements.doc Add to Reading List Source URL: files.hawaii.gov Language: English - Date: 2013-06-06 22:04:38 Financial system Finance United States securities law SEC filings Registered Investment Advisor Net capital rule Financial economics Broker-dealer Fixed income market

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